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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-31
  • NC RA
    APPROVED
    Since 2023-10-31

Branch Locations

201 South College Street Suite #2250, Charlotte, NC 28244 • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Private Bank New York City NY 06/2011 03/2021
Kingfisher Capital Charlotte NC 04/2021 10/2023
Mercer Global Advisors Inc Charlotte NC 10/2023 Present
  • 06/2011 → 03/2021
    Bank Of America Private Bank
    New York City, NY
  • 04/2021 → 10/2023
    Kingfisher Capital
    Charlotte, NC
  • 10/2023 → Present
    Charlotte, NC
Previous Registrations
  • 2022-09-22 → 2024-11-07
    Kingfisher Capital, Llc
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-29
  • S65 Uniform Investment Adviser Law Examination
    2022-08-29

View on SEC IAPD

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