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Michelle Marie Richmond

Spc

Ann Arbor, MI

Troy, MI

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-12-13
  • MI RA
    APPROVED
    Since 2019-12-13

Branch Locations

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

2265 Livernois Rd Ste 400, Troy, MI 48083 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richmond Financial Troy MI 05/2007 Present
Lpl Financial Troy MI 02/2010 12/2019
Sigma Financial Corporation Ann Arbor MI 12/2019 Present
Spc Ann Arbor MI 12/2019 Present
  • 05/2007 → Present
    Richmond Financial
    Troy, MI
  • 02/2010 → 12/2019
    Lpl Financial
    Troy, MI
  • 12/2019 → Present
    Sigma Financial Corporation
    Ann Arbor, MI
  • 12/2019 → Present
    Spc
    Ann Arbor, MI
Previous Registrations
Other Businesses

1.DBA-RICHMOND FINANCIAL, LLC. 2. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-11
  • S66 Uniform Combined State Law Examination
    2014-07-11

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FIRST HEARTLAND CONSULTANTS, INC.
OSAIC ADVISORY SERVICES, LLC
GREYDOG FINANCIAL
EDWARD JONES
J.P. MORGAN SECURITIES LLC
SECURITY FINANCIAL ADVISORS,LLC

Other Investors

WILLIAM ROBERT ELGER
JOHN ALEXANDER MCCLELLAN
JEFFREY STEPHEN SELF
DOUGLAS ALAN VANDERSTELT
MARCUS MAYURKANT TRIVEDI
JENNIFER A. WATSON
SCOTT ARTHUR HAYDEN
DENNIS JOHN CUNNINGHAM

Other Offices

SPC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANN ARBOR, MI
FIRST HEARTLAND CONSULTANTS, INC. · ANN ARBOR, MI
LPL FINANCIAL LLC · ANN ARBOR, MI
OSAIC ADVISORY SERVICES, LLC · Ann Arbor, MI
LPL FINANCIAL LLC · ANN ARBOR, MI

More in Ann Arbor, MI

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