Nina Helen Graham

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2025-03-07
NY	RA	APPROVED	2025-03-07

MT RA
APPROVED

Since 2025-03-07
NY RA
APPROVED

Since 2025-03-07

Branch Locations

135 Peak Road, Bozeman, MT 59715 • United States

Corning, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Socha Financial Group	Corning	NY	10/2014	06/2024
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	03/2025	Present
E3 Financial Planning	Needham	MA	10/2024	01/2025
Unemployed	Corning	NY	07/2024	09/2024
Cambridge Investment Research, Inc.	Fairfield	IA	05/2026	Present

10/2014 → 06/2024

Socha Financial Group

Corning, NY
03/2025 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
10/2024 → 01/2025

E3 Financial Planning

Needham, MA
07/2024 → 09/2024

Unemployed

Corning, NY
05/2026 → Present

Cambridge Investment Research, Inc.

Fairfield, IA

Previous Registrations

2021-05-12 → 2024-11-20

Socha Financial Group, Llc

Corning, NY

Corning, NY
2015-03-24 → 2019-03-22

Socha Financial Group

Corning, NY

Other Businesses

1) GRAHAM FREEDOM FINANCIAL, LLC, 10843 Caton Cres, Corning, NY 14830, 10/2026, Owner, New OSJ - Interdependent Advisors, NIR, 160 HR/MO, 40 HR/MO TRADING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2026-08-12
S65	Uniform Investment Adviser Law Examination	2015-01-22

S63 Uniform Securities Agent State Law Examination

2026-08-12
S65 Uniform Investment Adviser Law Examination

2015-01-22

Designations

Other Names

Nina Helen Graham
Nina Graham Socha

View on SEC IAPD