Michael P Broughton

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2000 → 03/2020
  Ameriprise Financial Services, Inc.
  Cincinnati, OH
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  West Chester, OH

Other Businesses

Business Ownership; Arrow Bros., LLC; Building management; Real estate holding company; 6184 Centre Pointe Drive, , West Chester, OH, 45069; Investment-Related; 09/27/2021; 1 to 9 hours per month; 0 during trading hours / BFM & Associates LLC; Owner; LLC formed to operate my financial planning practice (hire staff, pay expenses, etc); 6184 Muhlhauser Rd, Suite A, , West Chester, OH, 45069; Not Investment-Related; 06/30/2011; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; BFM & Associates, LLC; owner - operating and staffing financial planning business, board member; BFM & Associates is the entity that was created with my partner John Fidder and Michael Morger to operate our financial planning practice / Ameriprise Financial franchises.; 6184 Muhlhauser Rd, Suite A, , West Chester, OH, 45069; Investment-Related; 06/01/2011; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2000-04-10

Other Names

• Michael Broughton
• Michael Preston Broughton