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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-10-26 |
| TX | RA | APPROVED | 2023-10-26 |
Branch Locations
276 Newport Road Suite 104, New London, NH 03257 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | New London | NH | 10/2008 | Present |
1. Hopkinton Youth Sports Association; PO Box 803 Contoocook NH 03229; Youth Sports Organization; President; run the board meetings, coordinate youth sports for the town of Hopkinton, NH; 3/13/23; 10 hrs/month; Not During Securities Trading Hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-25 |
| S66 | Uniform Combined State Law Examination | 2007-08-09 |
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