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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2000-04-27
FL RA APPROVED 2000-04-06
  • TX RA
    APPROVED_RES
    Since 2000-04-27
  • FL RA
    APPROVED
    Since 2000-04-06

Branch Locations

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

Fernandina Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 10/1999 Present
Bank Of America, N.A. Jacksonville FL 06/2011 Present
Other Businesses

POWER AND LIGHT, LLP.I OWN 1/2 UNIT.THE PARTNERSHIP OWNS A LICENSE TO SELL DEREGULATED ELECTRICITY IN THE LOS ANGELES AREA. DUE TO SOME STRANDED COSTS, AND POSSIBLE FRAUD BY SELLING AGENTS, THIS PARTNERSHIP HAS NO REVENUES. AN INVESTIGATION IS CURRENTLY UNDER WAY BY VARIOUS STATE AND FEDERAL AGENCIES TO EXPLORE THE FRAUD ISSUE. MY 1/2 UNIT IS HELD IN A ROTH IRA ACCOUNT BY STERLING TRUST.I DO NOT HOLD AN OFFICE OR POSITION WITHIN THE PARTNERSHIP. MOST OF ALL CONTACT WITH THE OTHER PARTNERS IS ACCOMPLISHED VIA EMAIL. I BECAME A PARTNER IN JULY, 1998. I*520229For profit or not for profit: Entity For ProfitName of outside business organization: David Jenkins' Tennis racket stringing BusinessInvestment related: NAddress of business: Fernandina Beach, Florida, 32034Nature of business: ["Sole Proprietorship"]Position, title, association: ["Owner"], Start date of relationship: 10/15/2021Number of hours devoted: 20 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Stringing Tennis rackets for customers I*1410273For profit or not for profit: Entity GovernmentalName of outside business organization: Nassau County Election CommissionInvestment related: NAddress of business: Yulee, Florida, 32097, United StatesNature of business: ["Governmental Organization"]Position, title, association: ["Employee"], Start date of relationship: 1/20/2024Number of hours devoted: 3 hour(s) MonthlyNumber of hours devoted during trading hours: 3Duties: , Training and working at the Polls on Election Day. I*2605289, Entity Type: , Name of OBA: P Q. J, Address: Chapel Hill, North Carolina, 27517, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/08/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-25
S63 Uniform Securities Agent State Law Examination 2000-04-26
  • S66 Uniform Combined State Law Examination
    2003-08-25
  • S63 Uniform Securities Agent State Law Examination
    2000-04-26

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