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Robin Ann Prichard Giles

Apex Wealth Management, LLC

Katy, TX

CRD 5349722

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Employer firm

Apex Wealth Management, LLC CRD 159585

$29.2M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Apex Wealth Management, Llc

Katy, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-28
  • TX RA
    APPROVED
    Since 2012-02-28

Branch Locations

Katy, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sage Wealth Management, Llc Katy TX 11/2011 Present
  • 11/2011 → Present
    Sage Wealth Management, Llc
    Katy, TX
Previous Registrations
  • 2007-05-29 → 2012-03-19
    Harrison - De Charon, L.L.C.
    Mission Viejo, CA
    San Diego, CA
Designations
  • Certified Financial Planner
Other Names
  • Robin Ann Prichard

View on SEC IAPD

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