Inactive

Whitney W Warmack

The Caprock Group, LLC

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Current Employers

The Caprock Group, Llc

800 West Main Street Suite 1150, Boise, ID 83702 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-09-28

TX RA
APPROVED

Since 2023-09-28

Branch Locations

800 West Main Street Suite 1150, Boise, ID 83702 • United States

1607 Nueces Street, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Financial Corp.	St. Louis	MO	12/2015	01/2019
Berman Capital Advisors, Llc	Atlanta	GA	01/2019	10/2021
Cresset Asset Management, Llc	Atlanta	GA	10/2021	06/2023
The Caprock Group, Llc	Boise	ID	06/2023	Present

12/2015 → 01/2019

Stifel Financial Corp.

St. Louis, MO
01/2019 → 10/2021

Berman Capital Advisors, Llc

Atlanta, GA
10/2021 → 06/2023

Cresset Asset Management, Llc

Atlanta, GA
06/2023 → Present

The Caprock Group, Llc

Boise, ID

Previous Registrations

2021-10-01 → 2023-06-30

Cresset Asset Management, Llc

Austin, TX

Chicago, IL
2019-03-26 → 2021-10-19

Berman Capital Advisors, Llc

Atlanta, GA
2015-12-04 → 2019-01-30

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

Atlanta, GA
2011-01-04 → 2015-12-04

Barclays Capital Inc.

Atlanta, GA
2007-07-24 → 2008-09-09

Ameriprise Financial Services, Llc

Atlanta, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-07-20

S66 Uniform Combined State Law Examination

2007-07-20

Designations

Other Names

Whitney W Herron

View on SEC IAPD

Other Firms

INTEGRATED ADVISORS

GEM STATE INVESTMENT ADVISORS

THE ASSET CONSULTING GROUP, INC

STATE FARM INVESTMENT MANAGEMENT CORP.

ARRIEN INVESTMENTS, INC.

LPL FINANCIAL LLC

U.S. BANCORP ADVISORS, LLC

APOLLON WEALTH MANAGEMENT, LLC

Other Investors

TERRY GENE HERSHEY

RONALD GAMBASSI

ANDREW MELVIN BARTON

Joshua Levi Moffis

GARY LEE BARTON

KIMBERLY MICHELLE SHURTLEFF

Andressa Diana Warn

Daniel Hanlon Weeder

Other Offices

INTEGRATED ADVISORS · BOISE, ID

GEM STATE INVESTMENT ADVISORS · BOISE, ID

THE ASSET CONSULTING GROUP, INC · BOISE, ID

STATE FARM INVESTMENT MANAGEMENT CORP. · Boise, ID

ARRIEN INVESTMENTS, INC. · BOISE, ID

LPL FINANCIAL LLC · BOISE, ID

U.S. BANCORP ADVISORS, LLC · Boise, ID

APOLLON WEALTH MANAGEMENT, LLC · BOISE, ID

More in Boise, ID

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