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Ross M Leonardi

Charles Schwab & Co., Inc.

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-08
  • TX RA
    APPROVED
    Since 2023-08-08

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 01/2014 06/2024
Charles Schwab And Co., Inc. Omaha NE 06/2023 Present
Charles Schwab Bank Omaha NE 11/2023 Present
  • 01/2014 → 06/2024
    Td Ameritrade
    Fort Worth, TX
  • 06/2023 → Present
    Charles Schwab And Co., Inc.
    Omaha, NE
  • 11/2023 → Present
    Charles Schwab Bank
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-08
S63 Uniform Securities Agent State Law Examination 2014-03-06
  • S66 Uniform Combined State Law Examination
    2023-08-08
  • S63 Uniform Securities Agent State Law Examination
    2014-03-06
Other Names
  • Ross Leonardi
  • Ross M Leonardi

View on SEC IAPD

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