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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-04-07 |
| MN | RA | APPROVED | 2014-01-27 |
Branch Locations
1015 W Saint Germain St Suite 400, St. Cloud, MN 56301-5423 • United States
Sartell, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minneapolis | MN | 05/2007 | Present |
| City National Bank | Saint Cloud | MN | 09/2019 | Present |
(1) CENTRAL MINNESOTA HOUSING PARTNERSHIP; ADDRESS: 37 28TH AVE N #102 SAINT CLOUD, MN 56303; BUSINESS DESCRIPTION: NON-PROFIT; NOT INVESTMENT RELATED; START DATE: 06/01/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: ATTEND MONTHLY MEETINGS, VIEW/DISCUSS/VOTE ON AGENDA ITEMS IN MANNER THAT SUPPORTS ORGANIZATION'S MISSION; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) OFFICE OF THE DIRECTOR OF LAWYERS PROFESSIONAL RESPONSIBILITY 7TH DISTRICT ETHICS COMMITTEE; ADDRESS: 1500 LANDMARK TOWERS, 345 ST. PETER STREET ST. PAUL, MN 55102-1218; BUSINESS DESCRIPTION: NON-PROFIT; NOT INVESTMENT RELATED; START DATE: 01/15/2003; CAPACITY: COMMITTEE/COUNCIL MEMBER/VOLUNTEER; DUTIES: REVIEW CLIENT COMPLAINTS AND AUTHOR OPINIONS ON VALIDITY BASED ON RULES OF CONDUCT; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0. (3) CENTRAL MINNESOTA YOUTH FOR CHRIST; ADDRESS: 203 COOPER AVENUE NORTH, SAINT PAUL, MN 56303; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON-PROFIT ORGANIZATION HELPING AREA YOUTH; CAPACITY: BOARD OF DIRECTORS; START DATE: 5/1/2018; DUTIES: ATTEND MONTHLY BOARD TO DISCUSS ORGANIZATION ACTIVITIES AND ADVISE AS NECESSARY; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-27 |
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