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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-04-07
MN RA APPROVED 2014-01-27
  • TX RA
    APPROVED
    Since 2015-04-07
  • MN RA
    APPROVED
    Since 2014-01-27

Branch Locations

1015 W Saint Germain St Suite 400, St. Cloud, MN 56301-5423 • United States

Sartell, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 05/2007 Present
City National Bank Saint Cloud MN 09/2019 Present
Other Businesses

(1) CENTRAL MINNESOTA HOUSING PARTNERSHIP; ADDRESS: 37 28TH AVE N #102 SAINT CLOUD, MN 56303; BUSINESS DESCRIPTION: NON-PROFIT; NOT INVESTMENT RELATED; START DATE: 06/01/2014; CAPACITY: BOARD OF DIRECTORS; DUTIES: ATTEND MONTHLY MEETINGS, VIEW/DISCUSS/VOTE ON AGENDA ITEMS IN MANNER THAT SUPPORTS ORGANIZATION'S MISSION; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) OFFICE OF THE DIRECTOR OF LAWYERS PROFESSIONAL RESPONSIBILITY 7TH DISTRICT ETHICS COMMITTEE; ADDRESS: 1500 LANDMARK TOWERS, 345 ST. PETER STREET ST. PAUL, MN 55102-1218; BUSINESS DESCRIPTION: NON-PROFIT; NOT INVESTMENT RELATED; START DATE: 01/15/2003; CAPACITY: COMMITTEE/COUNCIL MEMBER/VOLUNTEER; DUTIES: REVIEW CLIENT COMPLAINTS AND AUTHOR OPINIONS ON VALIDITY BASED ON RULES OF CONDUCT; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0. (3) CENTRAL MINNESOTA YOUTH FOR CHRIST; ADDRESS: 203 COOPER AVENUE NORTH, SAINT PAUL, MN 56303; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON-PROFIT ORGANIZATION HELPING AREA YOUTH; CAPACITY: BOARD OF DIRECTORS; START DATE: 5/1/2018; DUTIES: ATTEND MONTHLY BOARD TO DISCUSS ORGANIZATION ACTIVITIES AND ADVISE AS NECESSARY; HOURS DEVOTED PER MONTH: <1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-27
  • S66 Uniform Combined State Law Examination
    2014-01-27

View on SEC IAPD

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