Nicholas J Mcintee

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  Gwn Securities Inc.
  Palm Beach Post, FL

Previous Registrations

• 2010-02-01 → 2010-06-21
  New England Securities
  Kissimmee, FL
  Orlando, FL

Other Businesses

INDEPENDENT INSURANCE AGENT WITH NATIONAL INSURANCE BROKERAGE SELLING DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LTC 2HRS/WK DURING SECURITIES TRADING HOURS & 0HRS/WKND SINCE 04/2010

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-10
• S63 Uniform Securities Agent State Law Examination
  2009-10-12

Other Names

• Nick J Mcintee