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Kevin Paul Buenvenida

J. W. Cole Advisors, Inc.

Midlothian, VA

Tampa, FL

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Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-05-03
  • VA RA
    APPROVED
    Since 2019-05-03

Branch Locations

13537 Waterford Place, Midlothian, VA 23112 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Washington DC 06/2016 03/2017
Morgan Stanley Private Bank, N.A. Washington DC 06/2016 03/2017
Td Ameritrade Glen Allen VA 10/2017 04/2019
Unemployed Washington DC 03/2017 10/2017
J.W. Cole Advisors, Inc. Tampa FL 05/2019 Present
  • 06/2016 → 03/2017
    Morgan Stanley Smith Barney Llc
    Washington, DC
  • 06/2016 → 03/2017
    Morgan Stanley Private Bank, N.A.
    Washington, DC
  • 10/2017 → 04/2019
    Td Ameritrade
    Glen Allen, VA
  • 03/2017 → 10/2017
    Unemployed
    Washington, DC
  • 05/2019 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2017-11-02 → 2019-04-17
    Td Ameritrade, Inc.
    Glen Allen, VA
  • 2017-11-06 → 2019-04-17
    Td Ameritrade Investment Management, Llc
    Glen Allen, VA
  • 2014-11-13 → 2017-03-22
    Mclean, VA
    Washington, DC
    Washington, DC
    Salisbury, MD
    La Plata, MD
    Easton, MD
    Chestertown, MD
    Annapolis, MD
    Washington, DC
  • 2009-03-13 → 2014-12-11
    Vienna, VA
  • 2008-01-17 → 2009-03-13
    Ferris, Baker Watts, Llc
    Mclean, VA
Other Businesses

Financial Dynamics & Associates DBA - Investment Related - Support Advisor- Financial Planning- 13537 Waterford Pl, Midlothian, VA 23112 - Fixed Insurance & Manage Client Relationships as an agent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-16
  • S66 Uniform Combined State Law Examination
    2008-01-16
Designations

View on SEC IAPD

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