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James Edward Bogart

Bogart Wealth, LLC

The Woodlands, TX

Vienna, VA

Mclean, VA

Miami Beach, FL

CRD 5349230

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Employer firm

Bogart Wealth, LLC CRD 283886

$3.19B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Bogart Wealth, Llc

2010 Corporate Ridge Suite 900, Mclean, VA 22102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-28
DE RA APPROVED 2022-10-31
TX RA APPROVED 2020-05-29
VA RA APPROVED 2016-06-20
  • FL RA
    APPROVED
    Since 2025-04-28
  • DE RA
    APPROVED
    Since 2022-10-31
  • TX RA
    APPROVED
    Since 2020-05-29
  • VA RA
    APPROVED
    Since 2016-06-20

Branch Locations

1725 Hughes Landing Suite 1225, The Woodlands, TX 77380 • United States

Vienna, VA • United States

2010 Corporate Ridge Suite 900, Mclean, VA 22102 • United States

Miami Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bogart Wealth, Llc Mclean VA 06/2016 Present
Purshe Kaplan Sterling Investments Albany NY 06/2016 05/2020
  • 06/2016 → Present
    Bogart Wealth, Llc
    Mclean, VA
  • 06/2016 → 05/2020
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1) HOPKINS SOCIETY OF SIGMA NU; NOT INVESTMENT RELATED; home office; HOUSING CORPORATION, ALUMNI ASSOC; Treasurer; START DATE 07/2007; 6 HOURS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-28
  • S66 Uniform Combined State Law Examination
    2007-07-28
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

Nearby Firms

PROVIDENT WEALTH ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
J. W. COLE ADVISORS, INC.

Nearby Investors

DANIEL CORAL GOODWIN
Jeffrey Douglas Hackett
KRISTIN LEE SANDERS

Nearby Offices

PROVIDENT WEALTH ADVISORS, LLC · THE WOODLANDS, TX
AMERIPRISE FINANCIAL SERVICES, LLC · THE WOODLANDS, TX
J. W. COLE ADVISORS, INC. · THE WOODLANDS, TX

More in The Woodlands, TX

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