Kathleen L. Louise Clark

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2011-03-30

OH RA
APPROVED

Since 2011-03-30

Branch Locations

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Dayton	OH	03/2011	Present

03/2011 → Present

Ubs Financial Services Inc

Dayton, OH

Previous Registrations

2009-06-01 → 2011-04-11

Morgan Stanley

Dayton, OH
1999-11-09 → 2009-06-01

Citigroup Global Markets Inc.

Dayton, OH

Dayton, OH

Other Businesses

1. SeneGence & LipSense / SeneGence International, Inc. manufactures and sells beauty care products. The company was founded in 1999 and is based in Irvine, California. / 19651 Alter / Foothill Ranch / California / United States / 92610 / www.senegence.com / Direct sales of beauty products / No Active / USD / 500 / / No / 2. Pampered Chef, Direct sales of kitchen items (baking pans, cookware etc)One Pampered Chef Lane, Addisonillinois United States-60101, I enrolled to be a consultant which means doing virtual online parties after business hours and on the weekends, start date-10/23/2024.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-10
S63	Uniform Securities Agent State Law Examination	2000-03-17

S66 Uniform Combined State Law Examination

2007-05-10
S63 Uniform Securities Agent State Law Examination

2000-03-17

Other Names

Kathleen Louise Kammer
Kathleen Louise Clark

View on SEC IAPD