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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-02-16
GA RA APPROVED 2008-11-13
  • TX RA
    APPROVED
    Since 2010-02-16
  • GA RA
    APPROVED
    Since 2008-11-13

Branch Locations

300 Galleria Pkwy Se, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Atlanta GA 03/2004 Present
  • 03/2004 → Present
    Merrill Lynch
    Atlanta, GA
Other Businesses

(1)I*23942 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL CONDO INVESTMENT RELATED: N ADDRESS OF BUSINESS: DUNWOODY, GEORGIA 30338 NATURE OF BUSINESS: OTHER,RENT PROPERTY POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 0001-01-01 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LANDLORD N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-05
  • S66 Uniform Combined State Law Examination
    2008-11-05

View on SEC IAPD

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