Best Investors
Account
Sign in
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-12-20 |
| NH | RA | APPROVED | 2022-01-20 |
| TX | RA | APPROVED_RES | 2022-01-19 |
| MA | RA | APPROVED | 2017-08-30 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
145 Maplewood Avenue Suite 100, Portsmouth, NH 03801 • United States
Northborough, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Boston | MA | 04/2007 | 04/2017 |
| Raymond James Financial Services, Inc. | Boston | MA | 04/2017 | 05/2022 |
| Steward Partners Investment Advisory, Llc | Portsmouth | NH | 04/2017 | Present |
| Steward Partners Global Advisory, Llc | Portsmouth | NH | 04/2017 | Present |
| Steward Partners Investment Solutions, Llc | Portsmouth | NH | 05/2022 | Present |
(1)Name of Business: Spector & Frisch Private Wealth Management Address: One International Place Suite 3210, Boston, MA, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/27/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor (2)Name of Business: Steward Partners Global Advisory Address: One International Place Suite 3210, Boston, MA, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: No Start Date: 08/17/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Install insurance products listed (3)Name of Business: Steward Partners Investment Advisory Address: 145 Maplewood Ave, Suite 100, Portsmouth, NH, 03801, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 04/27/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-22 |
Reach out to this advisor