Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-28
OH RA APPROVED 2015-03-05
  • TX RA
    APPROVED
    Since 2016-06-28
  • OH RA
    APPROVED
    Since 2015-03-05

Branch Locations

51 S Stanfield Rd, Troy, OH 45373 • United States

1041 S Main St [Satellite], Bellefontaine, OH 43311 • United States

565 Metro Place S Ste 110 [Satellite], Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Troy OH 05/2009 Present
Other Businesses

HAUBERT & HOWE, LLC; INVESTMENT RELATED; TROY,OH; COO; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 40; OFFICER OF FINET PRACTICE.;| HAUBERT & HOWE LLC 401K PLAN; INV. RELATED; VANDALIA, OH; START 1/2022; 8 HRS PER MONTH; 4 HRS DURING TRADING.;| HAUBERT & HOWE LLC 401K FBO SELF & ASSOCIATES; INV. RELATED; VANDALIA, OH; START 1/2022; 8 HRS PER MONTH; 4 HRS DURING TRADING.;| NEST GROWTH PARTNERS LLC, INV RELATED, TROY, OH, 0.1% OWNERSHIP AUTHORIZED SIGNER, START 10/10/2022, 5 HOURS PER MONTH, 5 HOURS DURING TRADING, MERCHANT CASH AND STOCK AGREEMENT.;| KIG HOLDCO LLC, INV RELATED, TROY, OH, NO OWNERSHIP, START 7/29/2022, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, AUTHORIZED SIGNER FOR FINET PRACTICE.;| KIG LEGACYCO LLC, INV RELATED, TROY, OH, NO OWNERSHIP, START 7/29/2022, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, AUTHORIZED SIGNER FOR FINET PRACTICE.;| BWM HOLDCO LLC, INV RELATED, TROY, OH, NO OWNERSHIP, START 1/1/2023, 3 HOURS PER MONTH, 3 HOURS DURING TRADING, AUTHORIZED SIGNER FOR FINET PRACTICE.;| CO-TRUSTEE FOR HAUBET AND HOWE LLC 401K FBO ASSOCIATE, INV RELATED, VANDALIA, OH, START: 01/01/2022, 1 HOUR A MONTH, 1 HOUR DURING TRADING, FINET PRACTICE 401K.;| CO-TRUSTEE FOR HAUBET AND HOWE LLC 401K FBO ASSOCIATE, INV RELATED, VANDALIA, OH, START: 01/01/2022, 1 HOUR A MONTH, 1 HOUR DURING TRADING, FINET PRACTICE 401K.;| HAUBERT AND HOWE LLC 401K FBO 8 ASSOCIATES, INV RELATED, VANDALIA, OH, START: 1/3/2022, 1 HOUR A MONTH, 1 HOUR DURING TRADING, FINET PRACTICE 401K.| JS HOLDCO LLC SUBSIDIARY OF KIG HOLDCO LLC; INV. RELATED; TROY, OH; AUTHORIZED SIGNER; START DATE 7/9/2024; 2 HRS PER MONTH.| JFF HOLDCO LLC SUBSIDIARY OF KIG HOLDCO LLC; INV. RELATED; TROY, OH; AUTHORIZED SIGNER; START DATE 3/20/2024; 2 HRS PER MONTH.| HAUBERT AND HOWE, LLC 401K FBO IAN LYONS; INV RELATED; VANDALIA, OH; FINET 401K; CO-TRUSTEE; START DATE 01/01/2022; 1 HOUR PER MONTH; 1 HOUR DURING TRADING | HAUBERT AND HOWE, LLC 401K FBO MARISSA ACKLEY; INV RELATED; VANDALIA, OH; FINET 401K; CO-TRUSTEE; START DATE 01/01/2022; 1 HOUR PER MONTH; 1 HOUR DURING TRADING | HAUBERT AND HOWE, LLC 401K FBO TROY SHARPE; INV RELATED; VANDALIA, OH; FINET 401K; CO-TRUSTEE; START DATE 01/01/2022; 1 HOUR PER MONTH; 1 HOUR DURING TRADING | HAUBERT AND HOWE, LLC 401K FBO CHRIS NEAL; INV RELATED; VANDALIA, OH; FINET 401K; CO-TRUSTEE; START DATE 01/01/2022; 1 HOUR PER MONTH; 1 HOUR DURING TRADING | HAUBERT AND HOWE, LLC 401K FBO KRISTI CROWTHER; INV RELATED; VANDALIA, OH; FINET 401K; CO-TRUSTEE; START DATE 01/01/2022; 1 HOUR PER MONTH; 1 HOUR DURING TRADING| CMWM HOLDCO LLC; INV RELATED; TROY, OH; .01% OWNERSHIP; START DATE 07/01/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING | Haubert and Howe LLC 401K FBO Samuel Tyler Willkomm |Jessica L Mills-Younger|Elizabeth A Albrecht|Seth Michael Goodall |Janice Lynette Spicuzza| Kevin L Davie|Bridget Haley Metz | Donna Jones,| Holly Lawrence | Tyler Yaw | Tricia Suchland| Terrence Patrick Geary| Clay Mitchell Purvis|Cozy Gerald Robert Geuder | Julia Paslawski | Madison Hauser |Rebecca Prince Johnston|Zoe McFadden | Johanna Spicuzza | (Multiple Associates and OBA's) ; INV REL; VANDALIA,OH; CO-TRUSTEE; 01/03/2022; 1 HRS PM; 1 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-22
  • S66 Uniform Combined State Law Examination
    2015-10-22
Other Names
  • Kasey Ann Finlay
  • Kasey Ann Massie-Yeagle
  • Kasey Ann Massie

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Troy, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor