Juan Muniz

Wells Fargo Clearing Services, LLC

Short Hills, NJ

Jersey City, NJ

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-11
NJ	RA	APPROVED	2014-04-08

TX RA
APPROVED_RES

Since 2021-10-11
NJ RA
APPROVED

Since 2014-04-08

Branch Locations

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

350 Centre St, Nutley, NJ 07110 • United States

614 Summit Ave, Union City, NJ 07087 • United States

40 Journal Sq, Jersey City, NJ 07306 • United States

2 14Th St, Hoboken, NJ 07030 • United States

95 River St, Hoboken, NJ 07030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wachovia Bank, N.A.	Summit	NJ	05/2007	Present
Wells Fargo Advisors Llc	Union City	NJ	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Union City	NJ	11/2016	Present

05/2007 → Present

Wachovia Bank, N.A.

Summit, NJ
05/2009 → 11/2016

Wells Fargo Advisors Llc

Union City, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Union City, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-05
S63	Uniform Securities Agent State Law Examination	2007-07-19

S66 Uniform Combined State Law Examination

2014-04-05
S63 Uniform Securities Agent State Law Examination

2007-07-19

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SHORT HILLS, NJ

RIDGEWOOD INVESTMENTS · SPRINGFIELD, NJ

J.P. MORGAN SECURITIES LLC · SHORT HILLS, NJ

DORCHESTER ADVISORS LLC · SHORT HILLS, NJ

ESTEE ADVISORS LLC · SHORT HILLS, NJ

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SHORT HILLS, NJ

UNITED SUCCESS WEALTH MANAGEMENT · SHORT HILLS, NJ

TRANSAMERICA FINANCIAL ADVISORS, LLC · SHORT HILLS, NJ

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