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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-11-05
  • MN RA
    APPROVED
    Since 2021-11-05

Branch Locations

New Prague, MN • United States

1613 Southcross Dr W, Burnsville, MN 55306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Burnsville MN 07/2013 Present
Mml Investors Services, Llc Burnsville MN 08/2013 11/2021
Lpl Financial, Llc Burnsville MN 11/2021 Present
Previous Registrations
Other Businesses

1) 2013 - DBA for LPL Business (entity for LPL business) - MORGAN PLANNING GROUP, LLC - Investment Related - Burnsville, MN 55306 2) 2007 - Non-Variable Insurance - Mark Booth - Investment Related - Burnsville, MN 55306

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-04-13
  • S63 Uniform Securities Agent State Law Examination
    2009-04-13
Designations

View on SEC IAPD

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