Mark Patrick Booth

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2021-11-05

MN RA
APPROVED

Since 2021-11-05

Branch Locations

New Prague, MN • United States

1613 Southcross Dr W, Burnsville, MN 55306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Burnsville	MN	07/2013	Present
Mml Investors Services, Llc	Burnsville	MN	08/2013	11/2021
Lpl Financial, Llc	Burnsville	MN	11/2021	Present

07/2013 → Present

Massmutual Life Insurance Company

Burnsville, MN
08/2013 → 11/2021

Mml Investors Services, Llc

Burnsville, MN
11/2021 → Present

Lpl Financial, Llc

Burnsville, MN

Previous Registrations

2013-11-20 → 2021-11-10

Mml Investors Services, Llc

Minneapolis, MN

Lakeville, MN

Burnsville, MN

Other Businesses

1) 2013 - DBA for LPL Business (entity for LPL business) - MORGAN PLANNING GROUP, LLC - Investment Related - Burnsville, MN 55306 2) 2007 - Non-Variable Insurance - Mark Booth - Investment Related - Burnsville, MN 55306

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-04-13

S63 Uniform Securities Agent State Law Examination

2009-04-13

Designations

Certified Financial Planner

View on SEC IAPD