Brad Allen Woods

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 08/2017
  Cuso Financial Services, Llc
  San Diego, CA
• 08/2012 → 08/2017
  United Federal Credit Union
  St Joseph, MI
• 08/2017 → 09/2017
  Cuna Brokerage Services, Inc
  Waverly, IA
• 08/2017 → 09/2017
  Cuna Mutual Group
  Waverly, IA
• 09/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2017-08-09 → 2017-09-29
  Cuna Brokerage Services, Inc.
  Saint Joseph, MI
  Waverly, IA
• 2009-01-06 → 2017-08-02
  Cuso Financial Services, L.P.
  Buchanan, MI
  St. Joseph, MI
  Niles, MI
  Holland, MI
  Brenton Harbor, MI
  Holland, MI
  Niles, MI
  Griffin, IN
  Berriern Spring, MI
  Stevensville, MI

Other Businesses

1) CIRA- 1776 Pleasant Plain Road, Fairfield IA, 52556. Advisory Rep of a Registered Investment Advisor. investment related, 40/weekly, 30/trading. See employment history for start date 2.WOODS FINANCIAL SERVICES LLC, 1521 ORCHARD LN, NILES, MI, 10/2017 AS PRESIDENT/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 80/WK - 65/TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2007-08-03

Other Names

• Brad A Woods