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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-10-27 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott, Llc | Philadelphia | PA | 09/2013 | 01/2022 |
| Janney Montgomery Scott Llc | Philadelphia | PA | 01/2022 | 10/2022 |
| Raymond James & Associates, Inc. | Villanova | PA | 10/2022 | Present |
(1)Name of Business: Address: 313 Hilldale Road, Villanova, PA, 19085, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 09/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I sell photographs that I have taken, edited and produced.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-19 |
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