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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-03-11
  • PA RA
    APPROVED
    Since 2020-03-11

Branch Locations

2360 Whiteford Road, York, PA 17402 • United States

2420 Mt Rose Avenue, York, PA 17402 • United States

3206 Cap Horn Road, Red Lion, PA 17356 • United States

4000 Carlisle Road, Dover, PA 17315 • United States

205 Glen Dr, Manchester, PA 17345 • United States

2145 White Street, York, PA 17404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank, N.A. Hershey PA 02/2016 10/2018
Pnc Investments Llc Pittsburgh PA 02/2016 10/2018
Citizens Securities Inc. Lititz PA 10/2018 07/2019
Citizens Bank Lititz PA 10/2018 07/2019
Lpl Financial Llc Lancaster PA 07/2019 Present
Members 1St Federal Credit Union Lancaster PA 07/2019 Present
  • 02/2016 → 10/2018
    Pnc Bank, N.A.
    Hershey, PA
  • 02/2016 → 10/2018
    Pnc Investments Llc
    Pittsburgh, PA
  • 10/2018 → 07/2019
    Citizens Securities Inc.
    Lititz, PA
  • 10/2018 → 07/2019
    Citizens Bank
    Lititz, PA
  • 07/2019 → Present
    Lancaster, PA
  • 07/2019 → Present
    Members 1St Federal Credit Union
    Lancaster, PA
Other Businesses

1)7/9/19- Members 1st Investment Services& Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business locations(s) - 100% 2)7/9/19- Mass Mutual- Non-Variable Insurance/ Trails Only- Lancaster, PA- start date 6/15/2013- 0%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-28
S63 Uniform Securities Agent State Law Examination 2008-01-11
  • S65 Uniform Investment Adviser Law Examination
    2020-02-28
  • S63 Uniform Securities Agent State Law Examination
    2008-01-11

View on SEC IAPD

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