Francisco Anguita Veliz

Current Employers

Amauta Financial

Alexandria, VA • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2015-11-05
VA	RA	APPROVED	2015-10-30
DC	RA	APPROVED	2015-10-29

MD RA
APPROVED

Since 2015-11-05
VA RA
APPROVED

Since 2015-10-30
DC RA
APPROVED

Since 2015-10-29

Branch Locations

Alexandria, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Alexandria	VA	10/2015	06/2017
Amauta Llc (Dba: Amauta Financial)	Alexandria	VA	09/2015	Present

10/2015 → 06/2017

Lpl Financial Llc

Alexandria, VA
09/2015 → Present

Amauta Llc (Dba: Amauta Financial)

Alexandria, VA

Previous Registrations

2009-06-01 → 2015-10-28

Morgan Stanley

Washington, DC
2009-03-17 → 2009-06-01

Citigroup Global Markets Inc.

Washington, DC

Other Businesses

1. 10/28/2015 - Amauta LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - START 8/25/2015 - 100% TIME SPENT. 2. 11/24/2015 - Amauta LLC - DBA: Amauta Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - START 10/23/2015 - 100 HOURS PER MONTH DURING TRADING. 3. 3/15/2017 - Amauta LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/23/2015 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through Amauta LLC, an independent investment advisor firm. I started this business activity in October 2015. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 3/15/2017 - Amauta LLC - DBA; Amauta Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/23/2015 - 100 Hours Per Month During Securities Trading - I provide investment advisory services through Amauta LLC, an independent investment advisor firm. I started this business activity in Oct 2015. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-02-25

S66 Uniform Combined State Law Examination

2009-02-25

Other Names

Franscisco Jose Anguita-Veliz

View on SEC IAPD