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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-02-17 |
Branch Locations
135 N. Church Street Suite 130, Spartanburg, SC 29306 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Travelers Rest | SC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Travelers Rest | SC | 11/2016 | 02/2022 |
| Janney Montgomery Scott Llc | Spartanburg | SC | 02/2022 | Present |
1. As We Like It LLC, Greer, South Carolina; Not Investment Related; Nature: LLC to hold short-term rentals; Title/Position: Secretary (My husband is the sole member); Duties: Correspondence with Guests; Devotes 5 hours/month. 2. Notary Public, Spartanburg, SC. Notary Services, authorized to witness the signing of legal documents, usually concerned with deeds, estates, licenses, power of attorney, affidavits, and trusts. 1 hr/month, not compensated, not investment related. 3. Rental Property, Newport, TN. Owner (05/2024) - manage rental property. Not investment related, 2 hours/month. 4. ARK Investments of SC LLC, Greer, SC. Sole Member (09/2024) - Manage rental property. Investment related, not compensated, 2 hour/month. 5. Chandler Brothers Investments LLC, Greer, SC. Ower (09/2024) - manage rental property. Investment related, not compensated, 2 hour/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-25 |
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