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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | West Des Moines | IA | 07/2009 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Waukee | IA | 09/2009 | 07/2021 |
| Des Moines Public Schools | Des Moines | IA | 10/2013 | 10/2020 |
| Financial Service Professionals | Newton Square | PA | 03/2016 | 10/2020 |
| Wdf Llc | West Des Moines | IA | 06/2019 | 07/2021 |
| Lpl Financial Llc | West Des Moines | IA | 07/2021 | Present |
1) 6/20/2019- WDF LLC- Business Entity For Tax/Investment Purposes Only- owner- non-inv. related- West Des Moines, IA- 0hrs/mth 2) 04/17/2025 - Movement Wealth Partners - Investment Related - DBA for LPL Business (entity for LPL business) - StUrbandale, IA 50322 -Start Date; 06/01/2025 -40 Hrs/Mth - 40 Hrs During Trading. 3) 02/05/2026 - NLO LLC - Business Entity For Tax/Investment Purposes Only - Owner - Not Investment Related - Home Based - Start Date 02/04/2026 - 1 hour per month/ 0 hours during trading 4) 02/13/2026 - West Metro Coyotes 9U - Business Owner - Owner/ Coach - Not Investment Related - Home Based - Start Date 02/05/2026 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-27 |
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