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Benjamin John Warrick

LPl Financial LLC

Urbandale, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • IA RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

2457 106Th St, Urbandale, IA 50322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. West Des Moines IA 07/2009 07/2021
Various Insurance Carriers For W & R Insurance Agencies Waukee IA 09/2009 07/2021
Des Moines Public Schools Des Moines IA 10/2013 10/2020
Financial Service Professionals Newton Square PA 03/2016 10/2020
Wdf Llc West Des Moines IA 06/2019 07/2021
Lpl Financial Llc West Des Moines IA 07/2021 Present
  • 07/2009 → 07/2021
    Waddell & Reed, Inc.
    West Des Moines, IA
  • 09/2009 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Waukee, IA
  • 10/2013 → 10/2020
    Des Moines Public Schools
    Des Moines, IA
  • 03/2016 → 10/2020
    Financial Service Professionals
    Newton Square, PA
  • 06/2019 → 07/2021
    Wdf Llc
    West Des Moines, IA
  • 07/2021 → Present
    West Des Moines, IA
Previous Registrations
  • 2009-08-28 → 2021-07-21
    Waddell & Reed
    Norwalk, IA
    Waukesha, WI
    Savage, MN
    West Des Moines, IA
Other Businesses

1) 6/20/2019- WDF LLC- Business Entity For Tax/Investment Purposes Only- owner- non-inv. related- West Des Moines, IA- 0hrs/mth 2) 04/17/2025 - Movement Wealth Partners - Investment Related - DBA for LPL Business (entity for LPL business) - StUrbandale, IA 50322 -Start Date; 06/01/2025 -40 Hrs/Mth - 40 Hrs During Trading. 3) 02/05/2026 - NLO LLC - Business Entity For Tax/Investment Purposes Only - Owner - Not Investment Related - Home Based - Start Date 02/04/2026 - 1 hour per month/ 0 hours during trading 4) 02/13/2026 - West Metro Coyotes 9U - Business Owner - Owner/ Coach - Not Investment Related - Home Based - Start Date 02/05/2026 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-27
  • S66 Uniform Combined State Law Examination
    2009-08-27
Designations

View on SEC IAPD

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