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Neftali Hernandez

Edelman Financial Engines

Bountiful, UT

CRD 5347113

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Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-10
UT RA APPROVED 2024-07-10
  • TX RA
    APPROVED_RES
    Since 2024-07-10
  • UT RA
    APPROVED
    Since 2024-07-10

Branch Locations

Bountiful, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Salt Lake City UT 09/2015 09/2016
Td Ameritrade, Inc Cottonwood Heights UT 09/2016 06/2024
Charles Schwab And Co., Inc. Cottonwood Heights UT 12/2022 06/2024
Edelman Financial Engines Santa Clara CA 07/2024 Present
  • 09/2015 → 09/2016
    Wells Fargo Advisors
    Salt Lake City, UT
  • 09/2016 → 06/2024
    Td Ameritrade, Inc
    Cottonwood Heights, UT
  • 12/2022 → 06/2024
    Charles Schwab And Co., Inc.
    Cottonwood Heights, UT
  • 07/2024 → Present
    Edelman Financial Engines
    Santa Clara, CA
Previous Registrations
  • 2022-03-02 → 2024-07-05
    Charles Schwab & Co., Inc.
    Cottonwood Heights, UT
    Cottonwood Heights, UT
  • 2016-09-21 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Salt Lake City, UT
    Midvale, UT
    Cottonwood Heights, UT
  • 2016-09-21 → 2022-10-14
    Td Ameritrade, Inc.
    Salt Lake City, UT
    Cottonwood Heights, UT
  • 2015-10-15 → 2016-09-06
    Wells Fargo Clearing Services, Llc
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-13
S63 Uniform Securities Agent State Law Examination 2007-09-26
  • S66 Uniform Combined State Law Examination
    2015-10-13
  • S63 Uniform Securities Agent State Law Examination
    2007-09-26

View on SEC IAPD

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