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Meredith Howell Koenig

Lumina Wealth Management, LLC

Wilmington, NC

CRD 5346851

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Employer firm

Lumina Wealth Management, LLC CRD 291548

$240M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • OUTSOURCED CIO SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lumina Wealth Management, Llc

1427 Military Cutoff Road Suite 207, Wilmington, NC 28403 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-03-30
  • NC RA
    APPROVED
    Since 2018-03-30

Branch Locations

1427 Military Cutoff Road Suite 207, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Anlyan And Hively Asset Management, Llc (A&H Pvtclientgroup) Wilmington NC 08/2009 12/2017
Lumina Wealth Management, Llc Wilmington NC 01/2018 Present
  • 08/2009 → 12/2017
    Anlyan And Hively Asset Management, Llc (A&H Pvtclientgroup)
    Wilmington, NC
  • 01/2018 → Present
    Lumina Wealth Management, Llc
    Wilmington, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-04
S63 Uniform Securities Agent State Law Examination 2007-09-18
  • S65 Uniform Investment Adviser Law Examination
    2009-04-04
  • S63 Uniform Securities Agent State Law Examination
    2007-09-18
Other Names
  • Meredith Howell
  • Meredith Austin Howell

View on SEC IAPD

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