Richard P Darrow

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 10/2016 → 02/2018
  Cetera Advisors Llc
  Denver, CO
• 05/2007 → Present
  Clear Sailing Investment Group
  Simpsonville, SC
• 02/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2018 → Present
  Cambridge Investment Research Advisor, Inc.
  Fairfield, IA

Previous Registrations

• 2016-10-03 → 2018-02-26
  Cetera Advisors Llc
  Simpsonville, SC
• 2012-08-21 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Simpsonville, SC
  Lynnfield, MA
• 2009-01-29 → 2012-08-24
  Osaic Services, Inc.
  Newington, CT
  Johnston, RI

Other Businesses

1.YMCA CAMP WOODSTOCK, 42 CAMP RD, WOODSTOCK VALLEY, CT, 11/1978, AS BOARD MEMBER, NIR, 5HRS/YR, 0HRS/TRADING 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING.02/16/18. 3.CLEAR SAILING INVESTMENT GROUP, 123 Cadet Street, Clemson SC 29631, 01/15/2009, Investment Advisor Representative, Using a Trade Name/dba, INV REL, 160 HR/MO - 110 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-10-19
• S63 Uniform Securities Agent State Law Examination
  2007-07-06

Other Names

• Richard Park Darrow
• Richard Darrow
• Dick Darrow