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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-05-01
LA RA APPROVED 2015-03-02
  • TX RA
    APPROVED
    Since 2015-05-01
  • LA RA
    APPROVED
    Since 2015-03-02

Branch Locations

1861 Hudson Circle, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Monroe LA 02/2015 Present
Raymond James Financial Services Advisors Inc. Monroe LA 03/2015 Present
Previous Registrations
  • 2005-01-12 → 2015-03-02
    Monroe, LA
  • 2004-11-24 → 2004-12-14
    Morgan Keegan & Company, Llc
    Monroe, LA
Other Businesses

(1)Name of Business: Booth Wealth Management, LLC Address: 1861 Hudson Circle, Monroe, LA, 71201, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/20/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner/Branch Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-14
  • S66 Uniform Combined State Law Examination
    2001-08-14
Other Names
  • Brad Booth

View on SEC IAPD

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