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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-12-05 |
| MO | RA | APPROVED | 2009-07-13 |
Branch Locations
520 Maryville Centre Drive Suite 410, St Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | Chesterfield | MO | 06/2009 | Present |
1. Marlow Management, LLC;17 Gramercy Pl St Louis MO 63122;Purchases and manages rental properties;Co-manager;4/30/19; 0 hr/day;not during securities trading hours;investment related. 2. Nubability Athletics; 221 E Main St. Du Quoin, IL 62832; Exists to encourage, inspire, and instruct limb different youth in the world of mainstream sports; Investment Committee Member; Due diligence with regard to foundation's investment portfolio and Investment Policy Statement; 09/01/2022; 2 Hours per Month; During Securities Trading Hours; Not Investment-Related. 3. Algonquin Golf Club; 340 North Berry Road Saint Louis MO 63122; A country club located in Glendale, MO; Member; I sit on two committees, Golf and Course & Grounds. Each committee meets once a month for one hour to discuss golf related issues. The position is entirely voluntary; 01/07/2026; 2 hrs/month; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-11 |
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