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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-08-28 |
| TX | RA | APPROVED | 2019-08-28 |
Branch Locations
300B Drakes Landing Road Ste 155, Greenbrae, CA 94904 • United States
Petaluma, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mill Valley | CA | 05/2007 | 08/2019 |
| Bank Of America, N.A. | Mill Valley | CA | 02/2012 | 08/2019 |
| Rbc Capital Markets, Llc. | San Francisco | CA | 08/2019 | Present |
| City National Bank | Greenbrae | CA | 09/2019 | Present |
(1) I*61430 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DEPARTMENT OF FISH AND WILDLIFE INVESTMENT RELATED: N ADDRESS OF BUSINESS: SACRAMENTO, CALIFORNIA 95834 NATURE OF BUSINESS: OTHER,GOVERNMENT - CDFW POSITION, TITLE, ASSOCIATION: OTHER, INSTRUCTOR START DATE OF RELATIONSHIP: 3/19/2013 NUMBER OF HOURS DEVOTED: 6 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PROVIDE HUNTER EDUCATION CLASSES FOR APPLICANTS INTERESTED IN OBTAINING THEIR HUNTING LICENSE. (2) I*85745 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MATTHEW J LARRABURE INVESTMENT RELATED: N ADDRESS OF BUSINESS: PETALUMA, CALIFORNIA 94952 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OTHER, LANDLORD START DATE OF RELATIONSHIP: 10/1/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL INCOME. RENT PORTION OF HOUSE (3) Name of Entity - Landlord Address - 419 E D St Petaluma, CA 94952 Business Description - Landlord Business is not investment related Projected Start Date: 10/01/2015 Capacity: Owner - Active Duties Performed: Rent house Hours Devoted to this OBA per Month: 1 Hours Devoted to this OBA during business hours: 0 4) NAME OF ENTITY: Sonoma Marin Area Rail Transit ADDRESS: 5401 Old Redwood Highway STE 200, Petaluma, CA 94954 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Municipality/Public Utility START DATE: 02.28.25 CAPACITY: Committee/Council Member DUTIES: Provide input and review the Strategic Plan and subsequent plans; receive periodic updates on significant financial matters not previously identified in the Strategic Plan or annual budget that may materially impact the previously adopted Strategic Plan. Hold meetings Quarterly and issue reports, on at least an annual basis, to inform and update the SMART Board and the Sonoma and Marin County residents on any developments related to the implementation, planning, and advancements of the Strategic Plan. Copies of this document should be made widely available to the public. Receive briefings on financial, budgetary, capital plans and other strategic planning matters that may have a material impact on the District and provide updates to the SMART Board of Directors at least bi-annually. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-16 |
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