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Carolyn Michelle Elrod

First Command Advisory Services

Fort Worth, TX

Fort Worth, TX

CRD 5346428

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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-15
  • TX RA
    APPROVED
    Since 2015-12-15

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 03/1989 Present
First Command Advisory Services Fort Worth TX 12/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-11-09
  • S65 Uniform Investment Adviser Law Examination
    2012-11-09
Other Names
  • Carolyn Suttmiller
  • Carolyn Michelle Suttmiller
  • Carolyn Gee
  • Carolyn Michelle Gee

View on SEC IAPD

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