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Chase Richard Pflueger

Morgan Stanley

Omaha, NE

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-07-24
TX RA APPROVED 2024-07-19
  • NE RA
    APPROVED
    Since 2024-07-24
  • TX RA
    APPROVED
    Since 2024-07-19

Branch Locations

13625 California Street Suite 400, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 09/2009 07/2024
Morgan Stanley Smith Barney Llc Omaha NE 07/2024 Present
Morgan Stanley Private Bank, N.A New York NY 08/2024 Present
  • 09/2009 → 07/2024
    St. Louis, MO
  • 07/2024 → Present
    Morgan Stanley Smith Barney Llc
    Omaha, NE
  • 08/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2009-11-06 → 2024-07-22
    Norfolk, NE
    St Louis, MO
    Mitchell, SD
    Mitchell, SD
Other Businesses

*605112 - Pflueger Management LLC; Investment Related - Yes; NORFOLK, Nebraska; Rental Property; Sole Proprietor/Owner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2020; During Business Hours: 0; After Business Hours: 1; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-04
  • S66 Uniform Combined State Law Examination
    2009-11-04
Designations
Other Names
  • Chase R Pflueger

View on SEC IAPD

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