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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-03
  • MI RA
    APPROVED
    Since 2025-01-03

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

12930 S. West Bay Shore Drive, Traverse City, MI 49684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Traverse City MI 05/2015 Present
Private Advisor Group, Llc Traverse City MI 05/2015 Present
Previous Registrations
  • 2009-06-01 → 2015-04-22
    Traverse City, MI
    Grand Rapids, MI
    Traverse City, MI
    Grand Rapids, MI
  • 2007-12-20 → 2009-06-01
    Morgan Stanley & Co. Llc
    Grand Rapids, MI
    Traverse City, MI
Other Businesses

(1) 06/11/2015: Private Advisor Group - Registered Investment Advisor - DBA: (Hybrid) Private Advisor Group - Investment Related - 65 Madison Ave Suite 300 Morristown NJ 07960 - Start 07/01/2015 - 100% Time Spent - Providing Investment Advice (2) 8/28/2018 - CARTNRACR - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date:08/15/2018 - 1 Hours Per Month/0 Hours During Trading. (3) 1/28/2019 - Private Advisor Group - DBA: (Hybrid) Elemint Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 02/22/2016 - 160 Hours Per Month/125 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 1/28/2019. I expect to spend approximately160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 1/29/2019 - Elemint Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/22/2015 - 160 Hours Per Month/125 Hours During Securities Trading. (5) 4/6/2020 - Popp Excavating - Not Investment Related - 10635 S Center Hwy, Traverse City, MI 49684 - Other-Business Owner - Started 03/20/2020 - 8 Hours Per Month/0 During Securities Trading - 1/4 Business Owner. (6) 5/21/2021 - LRM Holdings, LLC - Not Investment Related - 12488 S Newman Rd Maple City, MI 49664 - Other-Business Owner - Start Date: 4/13/2021 - 20 Hours Per Month/0 Hours During Securities Trading - LRM provides excavation services, concrete production and poured walls.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-13
  • S66 Uniform Combined State Law Examination
    2007-08-13

View on SEC IAPD

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