Randal Lenis Buettner

Employer firm

Lincoln Investment CRD 519

$22.0B regulatory AUM 595 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2018-02-14

PA RA
APPROVED

Since 2018-02-14

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

5415 West Lake Road, Erie, PA 16505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Legend Equities Corporation	Palm Beach Gardens	FL	01/2003	01/2017
Lincoln Investment	Erie	PA	01/2017	Present

01/2003 → 01/2017

Legend Equities Corporation

Palm Beach Gardens, FL
01/2017 → Present

Lincoln Investment

Erie, PA

Previous Registrations

2006-02-10 → 2019-10-04

Legend Advisory, Llc

Erie, PA

Palm Beach Gardens, FL

Other Businesses

SHARON BUETTNER POSITION: CO-OWNER WITH MY SPOUSE. NATURE: RENTAL/VACATION HOUSE INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2017 ADDRESS: 3402 RADIUM SPRINGS RD, ALBANY GA 31705, United States DESCRIPTION: I HAVE NO SPECIFIC DUTIES. IT IS SHARON'S VENTURE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-25
S63	Uniform Securities Agent State Law Examination	2000-03-15

S65 Uniform Investment Adviser Law Examination

2006-01-25
S63 Uniform Securities Agent State Law Examination

2000-03-15

Other Names

Randal Lewis Buettner
Randy Buettner

View on SEC IAPD