Kellen S Taylor

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2010 → 11/2021
  Carroll Financial Associates, Inc.
  Charlotte, NC
• 01/2013 → 11/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 11/2021 → 06/2025
  Lpl Financial Llc
  Charlotte, NC
• 11/2021 → Present
  Wealth Enhancement Group
  Charlotte, NC
• 11/2021 → Present
  Wealth Enhancement Advisory Services
  Charlotte, NC
• 12/2021 → Present
  Wealth Enhancement Brokerage Services
  Charlotte, NC

Previous Registrations

• 2010-04-30 → 2021-12-08
  Carroll Financial Associates Inc
  Charlotte, NC
  Charlotte, NC
• 2011-09-09 → 2011-09-12
  Cetera Wealth Services, Llc
  Charlotte, NC
• 2007-08-13 → 2010-04-13
  Ameriprise Financial Services, Llc
  Charlotte, NC

Other Businesses

Wealth Enhancement Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 12/01/2021 - 160 Hours Per Month/ 130 Hours During Securities Trading - I provide investment advisory services through Wealth Enhancement Advisory Services, an independent investment advisor firm. I started this business activity in 05/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. Wealth Enhancement Group - Non-Investment Related - Charlotte, NC - Fixed Insurance - Financial Advisor - Start Date: 07/2025 - 6 Hours Spent Per Month, 3 Hours Spent During Trading Hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-08-10

Designations

• Certified Financial Planner

Other Names

• Kellen Scott Taylor