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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-03-20
FL RA APPROVED 2023-03-16
OR RA APPROVED 2023-03-16
  • GA RA
    APPROVED
    Since 2023-03-20
  • FL RA
    APPROVED
    Since 2023-03-16
  • OR RA
    APPROVED
    Since 2023-03-16

Branch Locations

4353 Tilly Mill Rd Suite 225, Atlanta, GA 30360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lexington KY 10/2009 11/2016
Wells Fargo Clearing Services, Llc Lexington KY 11/2016 08/2018
Wells Fargo Clearing Services, Llc Atlanta GA 08/2018 02/2023
Wells Fargo Advisors Financial Network, Llc Atlanta GA 02/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-16
S63 Uniform Securities Agent State Law Examination 2010-12-01
  • S65 Uniform Investment Adviser Law Examination
    2013-09-16
  • S63 Uniform Securities Agent State Law Examination
    2010-12-01
Other Names
  • Elizabeth Rae Yates
  • Elizabeth Scherrer
  • Liz Yates

View on SEC IAPD

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