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24400 Chagrin Blvd. Suite 310, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-04-24 |
Branch Locations
1415 W 22Nd Street Tower Floor, Oak Brook, IL 60523 • United States
24400 Chagrin Blvd. Suite 310, Beachwood, OH 44122 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great Lakes Atlantic | Oak Brook | IL | 10/2016 | 03/2018 |
| Red Oak Capital Management, Inc. | Oak Brook | IL | 09/2016 | 04/2023 |
| Comprehensive Asset Management And Servicing, Inc. | Parsippany | NJ | 09/2016 | 05/2017 |
| Niagara International Capital Limited | Clarence | NY | 06/2017 | 03/2018 |
| Investment Center Bd | Naperville | IL | 06/2011 | 09/2016 |
| Red Oak Capital Investments | Oak Brook | IL | 01/2022 | 04/2023 |
| Mgo One Seven | Lemont | IL | 04/2023 | Present |
Hockey Coach; Non-investment related; Chicago, IL; 10 hours per month; coach hockey team.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-08 |
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