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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2017-09-07 |
Branch Locations
36 S County Commons Way Ste C8, South Kingstown, RI 02879 • United States
West Kingston, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cranston | RI | 05/2015 | 03/2020 |
| Cranston Police Department | Cranston | RI | 08/2008 | 09/2017 |
| Ameriprise Financial Services, Llc | South Kingstown | RI | 03/2020 | Present |
Business Ownership; 41SeventyOne, LLC; Owner; Entity structure supports operations of the Ameriprise Financial Practice including leadership, payment of payroll and expense and profit distribution to owners.; 36 S. County Commons Way, Suite C8, , South Kingstown, RI, 2879; Investment-Related; 01/31/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; 41SeventyOne, LLC; Owner; Entity structure supports operations of the Ameriprise Financial Practice; 36 S. County Commons Way, Suite C8, , South Kingstown, RI, 2879; Investment-Related; 01/31/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-23 |
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