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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-01 |
| NH | RA | APPROVED | 2022-05-17 |
Branch Locations
1 Park Avenue, Unit 4-1, Hampton, NH 03842 • United States
19-23 Pleasant Street, Ste 228, Newburyport, MA 01950 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Merrimack | NH | 05/2007 | 05/2022 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 05/2022 |
| Lpl Financial Llc | Hampton | NH | 05/2022 | Present |
1) 5/2022- ONeil Financial Solutions- DBA for LPL Business (entity for LPL business)- inv. related- Hampton, NH 2) 5/2022- Corey ONeil- Non-Variable Insurance- Agent selling_LTC, Deferred Income Annuities, GIA/SPIA Fixed Deferred Annuities- inv. related- Hampton, NH- start date 5/2022- 3) 5/2022- NBE Holdings LLC- Real Estate Rental- owner- inv. related- 1 Park Avenue Unit 4-1, Hampton, NH 03842-start date 12/2019- 0hrs 4) 05/12/2022 - Hudkins and ONeil PLLC - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment- Director of Trust Funding and Administration - Start Date - 04/2018 5) 12/05/2023 - NBE Holdings Massachusetts LLC - Inv Related - Newburyport, MA - Real Estate Rental - Started: 5/3/2023 - 1 Hr/Mo During Trading Hours. 6) 12/12/2024 - Other - Notary - Investment Related - At Reported Business Location(s) - Start Date 12/30/2022 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-31 |
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