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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-01
NH RA APPROVED 2022-05-17
  • TX RA
    APPROVED
    Since 2023-12-01
  • NH RA
    APPROVED
    Since 2022-05-17

Branch Locations

1 Park Avenue, Unit 4-1, Hampton, NH 03842 • United States

19-23 Pleasant Street, Ste 228, Newburyport, MA 01950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Merrimack NH 05/2007 05/2022
Fidelity Personal And Workplace Advisors Boston MA 07/2018 05/2022
Lpl Financial Llc Hampton NH 05/2022 Present
  • 05/2007 → 05/2022
    Fidelity Investments
    Merrimack, NH
  • 07/2018 → 05/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 05/2022 → Present
    Hampton, NH
Previous Registrations
  • 2018-07-13 → 2022-05-16
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2011-06-02 → 2018-07-13
    Burlington, MA
    Danvers, MA
Other Businesses

1) 5/2022- ONeil Financial Solutions- DBA for LPL Business (entity for LPL business)- inv. related- Hampton, NH 2) 5/2022- Corey ONeil- Non-Variable Insurance- Agent selling_LTC, Deferred Income Annuities, GIA/SPIA Fixed Deferred Annuities- inv. related- Hampton, NH- start date 5/2022- 3) 5/2022- NBE Holdings LLC- Real Estate Rental- owner- inv. related- 1 Park Avenue Unit 4-1, Hampton, NH 03842-start date 12/2019- 0hrs 4) 05/12/2022 - Hudkins and ONeil PLLC - Not Investment Related - At Reported Business Location(s) - Outside/W-2 Employment- Director of Trust Funding and Administration - Start Date - 04/2018 5) 12/05/2023 - NBE Holdings Massachusetts LLC - Inv Related - Newburyport, MA - Real Estate Rental - Started: 5/3/2023 - 1 Hr/Mo During Trading Hours. 6) 12/12/2024 - Other - Notary - Investment Related - At Reported Business Location(s) - Start Date 12/30/2022 - 1 hour per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-22
S63 Uniform Securities Agent State Law Examination 2007-08-31
  • S66 Uniform Combined State Law Examination
    2010-09-22
  • S63 Uniform Securities Agent State Law Examination
    2007-08-31
Other Names
  • Corey S O'NEil

View on SEC IAPD

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