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Hopkinton, MA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-07-23 |
| TX | RA | APPROVED_RES | 2026-07-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Securities Llc | Framingham | MA | 09/2012 | 05/2018 |
| 3D Asset Management, Inc. | Northborough | MA | 02/2019 | 03/2021 |
| Unemployed | Hopkinton | MA | 05/2018 | 01/2019 |
| 3D/L Capital Management, Llc | Northborough | MA | 04/2021 | 12/2023 |
| Freedom Investment Management, Inc. | Northborough | MA | 02/2024 | 07/2026 |
| 3D Advisor Group, Inc. | Hopkinton | MA | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-27 |
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