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Lisa Michelle Reddick

Allworth Financial, L.P.

Indianapolis, IN

Folsom, CA

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-05-30
  • IN RA
    APPROVED
    Since 2025-05-30

Branch Locations

8801 River Crossing Blvd Suite 100, Indianapolis, IN 46240 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 05/2007 07/2017
Sheaff Brock Investment Advisors, Llc Indianapolis IN 08/2017 02/2024
J.P. Morgan Securities Llc Fishers IN 02/2024 12/2024
Jpmorgan Chase Bank, N.A. Fishers IN 02/2024 12/2024
Sheaff Brock Investment Advisors, Llc Indianapolis IN 12/2024 Present
Aw Securities Indianapolis IN 05/2025 Present
Allworth Financial Indianapolis IN 05/2025 Present
  • 05/2007 → 07/2017
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 08/2017 → 02/2024
    Sheaff Brock Investment Advisors, Llc
    Indianapolis, IN
  • 02/2024 → 12/2024
    J.P. Morgan Securities Llc
    Fishers, IN
  • 02/2024 → 12/2024
    Jpmorgan Chase Bank, N.A.
    Fishers, IN
  • 12/2024 → Present
    Sheaff Brock Investment Advisors, Llc
    Indianapolis, IN
  • 05/2025 → Present
    Aw Securities
    Indianapolis, IN
  • 05/2025 → Present
    Allworth Financial
    Indianapolis, IN
Previous Registrations
  • 2025-01-19 → 2025-09-12
    Sheaff Brock Investment Advisors, Llc
    Indianapolis, IN
  • 2024-02-16 → 2024-12-19
    J.P. Morgan Securities Llc
    Fishers, IN
  • 2017-09-15 → 2024-02-06
    Sheaff Brock Investment Advisors, Llc
    Indianapolis, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-04-23
S66 Uniform Combined State Law Examination 2017-09-15
  • S63 Uniform Securities Agent State Law Examination
    2024-04-23
  • S66 Uniform Combined State Law Examination
    2017-09-15
Other Names
  • Lisa Michelle King
  • Michelle Reddick
  • Michelle King
  • Lisa M Reddick
  • Lisa M King
  • Lisa Michelle Reddick

View on SEC IAPD

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NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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