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Timothy Hyde Austin

Ubs Financial Services Inc.

Bronx, NY

Melville, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2008-12-11
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2008-12-11

Branch Locations

Bronx, NY • United States

58 South Service Road Suite 310, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial S. - Wilmington Weehawken NJ 07/2013 Present
  • 07/2013 → Present
    Ubs Financial S. - Wilmington
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-10
  • S66 Uniform Combined State Law Examination
    2008-12-10
Other Names
  • Timothy Austin

View on SEC IAPD

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