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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-03-31
  • OH RA
    APPROVED
    Since 2026-03-31

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. New York NY 06/2016 06/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2016 06/2019
Icma-Rc Services, Llc Washington DC 06/2019 11/2024
Nationwide Securities Llc Columbus OH 05/2025 03/2026
Unemployed Brooklyn NY 12/2024 04/2025
Nationwide Investment Services Corp Columbus OH 03/2026 Present
Previous Registrations
Other Businesses

Position: founder Company/Employer: Yugen Wealth Consultancy Start Date: 04/09/2025 Hours Devoted Monthly: 10 Hours During Trading Hours: 0 Investment Related: No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-02
S65 Uniform Investment Adviser Law Examination 2012-06-15
S63 Uniform Securities Agent State Law Examination 2007-08-07
  • S66 Uniform Combined State Law Examination
    2025-07-02
  • S65 Uniform Investment Adviser Law Examination
    2012-06-15
  • S63 Uniform Securities Agent State Law Examination
    2007-08-07
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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