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Nationwide Investment Advisors, LLC CRD 142373
$16.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-03-31 |
Branch Locations
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | New York | NY | 06/2016 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2016 | 06/2019 |
| Icma-Rc Services, Llc | Washington | DC | 06/2019 | 11/2024 |
| Nationwide Securities Llc | Columbus | OH | 05/2025 | 03/2026 |
| Unemployed | Brooklyn | NY | 12/2024 | 04/2025 |
| Nationwide Investment Services Corp | Columbus | OH | 03/2026 | Present |
Position: founder Company/Employer: Yugen Wealth Consultancy Start Date: 04/09/2025 Hours Devoted Monthly: 10 Hours During Trading Hours: 0 Investment Related: No
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-02 |
| S65 | Uniform Investment Adviser Law Examination | 2012-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-07 |
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