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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-03-08
  • FL RA
    APPROVED
    Since 2019-03-08

Branch Locations

7455 Chancellor Drive Suite - Cac South, Orlando, FL 32809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Orlando FL 10/2012 03/2019
Jpmorgan Chase Bank, N.A Orlando FL 10/2014 06/2017
Jpmorgan Chase Bank, N.A Orlando FL 06/2017 03/2019
Suntrust Investment Services, Inc. Atlanta GA 03/2019 06/2020
Suntrust Advisory Services, Inc. Atlanta GA 03/2019 Present
Suntrust Investment Services, Inc. Atlanta GA 06/2020 Present
  • 10/2012 → 03/2019
    Orlando, FL
  • 10/2014 → 06/2017
    Jpmorgan Chase Bank, N.A
    Orlando, FL
  • 06/2017 → 03/2019
    Jpmorgan Chase Bank, N.A
    Orlando, FL
  • 03/2019 → 06/2020
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 03/2019 → Present
    Suntrust Advisory Services, Inc.
    Atlanta, GA
  • 06/2020 → Present
    Suntrust Investment Services, Inc.
    Atlanta, GA
Previous Registrations
  • 2015-03-16 → 2019-03-08
    Kissimmee, FL
    Winter Park, FL
    Orlando, FL
    Orlando, FL
    Orlando, FL
    Kissimmee, FL
    Orlando, FL
    Kissimmee, FL
    Kissimmee, FL
    Kissimmee, FL
    Orlando, FL
    Orlando, FL
    Orlando, FL
    Orlando, FL
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-26
S63 Uniform Securities Agent State Law Examination 2007-06-28
  • S66 Uniform Combined State Law Examination
    2015-02-26
  • S63 Uniform Securities Agent State Law Examination
    2007-06-28
Other Names
  • Yanette Forbes
  • Yanette Oquendo

View on SEC IAPD

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