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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-29
VA RA APPROVED 2019-04-03
  • MD RA
    APPROVED
    Since 2025-01-29
  • VA RA
    APPROVED
    Since 2019-04-03

Branch Locations

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

7200 Wisconsin Ave Suite 910, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Inc Bethesda MD 11/2008 03/2019
Hightower Advisors Llc Chicago IL 04/2019 Present
Previous Registrations
  • 2008-11-13 → 2019-04-04
    Td Ameritrade, Inc.
    Potomac, MD
    Reston, VA
  • 2008-11-13 → 2019-04-04
    Td Ameritrade Investment Management, Llc
    Bethesda, MD
    North Bethesda, MD
    Reston, VA
  • 2007-08-09 → 2008-11-12
    Alexandria, VA
    St Louis, MO
Other Businesses

HOUSE RENTAL POSITION: OWNER NATURE: REAL ESTATE PROPERTY RENTAL INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 06/23/2013 ADDRESS: 4005 BRADDOCK RD, ALEXANDRIA VA 22312 DESCRIPTION: LANDLORD

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-26
  • S66 Uniform Combined State Law Examination
    2007-07-26
Other Names
  • Erick Roshelli

View on SEC IAPD

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