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Vikrant Nahal Arya

Nuveen Asset Management, LLC

Chicago, IL

CRD 5344075

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Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-10-18
  • IL RA
    APPROVED
    Since 2021-10-18

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc Plainsboro NJ 09/2009 06/2021
Nuveen Securities, Llc Mclean VA 07/2021 Present
Nuveen Asset Management Llc Chicago IL 07/2021 Present
Blackrock Investment Management, Llc Plainsboro NJ 09/2009 06/2021
Previous Registrations
Other Businesses

Name: Defined Contribution Institutional Investment Association (DCIIA) Position: 1) Member At-Large Executive Committee 2) Leadership Committee Member DE&I Sub-Committee Nature: I am going to be serving on the Executive Committee but it is not a formal board in the traditional sense. The Defined Contribution Institutional Investment Association (DCIIA) is a non-profit association dedicated to enhancing the retirement security of America's workers. To do this DCIIA fosters a dialogue among the leaders of the defined contribution community who are passionate about improving defined contribution outcomes. DCIIA's diverse group of members include investment managers consultants and advisors law firms record keepers insurance companies plan sponsors and other thought leaders. Investment Related: No Hours: 1 Securities Trading Hours: no more than a few hours per quarter Start Date: 2/14/2022 Address: 2001 K St. NW, #300, Washington, DC 20006 Description: DCIIA's Executive Committee is the primary advisory body for the organization. The Executive Committee helps set DCIIA's strategic direction and priorities for research and thought leadership. The DE&I Sub-Committee is tasked with exploring ways that DCIIA can increase awareness and visibility of diversity equity and inclusion in the DC industry.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-21
  • S66 Uniform Combined State Law Examination
    2009-11-21
Other Names
  • Vikrant N Arya

View on SEC IAPD

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