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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-07-08 |
| TX | RA | APPROVED | 2026-07-08 |
Branch Locations
600 Bel Air Blvd Suite 258, Mobile, AL 36606 • United States
1 Timber Way Suite 100, Daphne, AL 36526 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Mobile | AL | 08/2012 | 04/2017 |
| Primerica Financial Services | Mobile | AL | 01/2006 | 07/2026 |
| Pfs Investments Inc. | Mobile | AL | 05/2017 | 07/2026 |
| Osaic Wealth | Scottsdale | AZ | 07/2026 | Present |
1. DARON NMLS PRODUCER LICENSE POSITION: Producer NATURE: NMLS Registration- Mortgage Producer INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/26/2021 ADDRESS: 1151 Hillcrest Rd, Ste 200, Mobile AL 36695, United States DESCRIPTION: Assist Clients with Mortgage Loans. 2. DARON D RAY JR & ASSOCIATES LLC POSITION: Owner NATURE: Structure of the Business : LLC Nature: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/25/2020 ADDRESS: 705 OAK CIRCLE DR W, UNIT 9611, MOBILE AL 36691, United States DESCRIPTION: This Business is not held out to the public. It was created by my CPA for Tax purposes only. 3. DARON RAY LIFE INSURANCE PRODUCER POSITION: Agent/ Producer NATURE: Resident Alabama Life Producer License INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 05/12/2006 ADDRESS: 600 Bell Air, Suite 258, Mobile AL 36606, United States DESCRIPTION: Life insurance Sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-16 |
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