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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-14 |
| MD | RA | APPROVED | 2026-05-13 |
Branch Locations
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
2 Bethesda Metro Center, Suite 800, Bethesda, MD 20814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Washington | DC | 10/2008 | 06/2021 |
| Fidelity Investments | Covington | KY | 06/2021 | 11/2023 |
| J.P. Morgan Securities Llc | Washington | DC | 12/2023 | 04/2026 |
| Jpmorgan Chase Bank, N.A. | Washington | DC | 12/2023 | 04/2026 |
| Rockefeller Financia Llc | Bethesda | MD | 04/2026 | Present |
Entity Name: Sweetly Baked By J LLC Investment related: No Address: Rockville MD 20850 Nature of the other business: Bakery Position/Title/Relationship: Owner/Partner Start Date: 12/12/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I make and sell baked goods. This is not similar to my role at JPMC and there is no connection. Effective 12/11/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. OBA-60187|OrgNmn:Church|Org Addr:Bethesda,Maryland,US|OBA Nature:Religious Organization|Invst Rel:N|Title:Secretary|Duties:Assist the Pastor with registering for conferences and taking meeting notes|StrtDt:02-03-14|TotHrs/mon:1|TrdHrs/mon:0|OBA-101803|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-31 |
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