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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-14
MD RA APPROVED 2026-05-13
  • TX RA
    APPROVED
    Since 2026-05-14
  • MD RA
    APPROVED
    Since 2026-05-13

Branch Locations

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

2 Bethesda Metro Center, Suite 800, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Washington DC 10/2008 06/2021
Fidelity Investments Covington KY 06/2021 11/2023
J.P. Morgan Securities Llc Washington DC 12/2023 04/2026
Jpmorgan Chase Bank, N.A. Washington DC 12/2023 04/2026
Rockefeller Financia Llc Bethesda MD 04/2026 Present
  • 10/2008 → 06/2021
    Oppenheimer & Co. Inc.
    Washington, DC
  • 06/2021 → 11/2023
    Fidelity Investments
    Covington, KY
  • 12/2023 → 04/2026
    Washington, DC
  • 12/2023 → 04/2026
    Jpmorgan Chase Bank, N.A.
    Washington, DC
  • 04/2026 → Present
    Rockefeller Financia Llc
    Bethesda, MD
Previous Registrations
  • 2023-12-15 → 2026-04-03
    Boston, MA
    Washington, DC
    White Plains, NY
    Rockville, MD
  • 2021-09-22 → 2023-11-15
    Fidelity Personal And Workplace Advisors
    Covington, KY
Other Businesses

Entity Name: Sweetly Baked By J LLC Investment related: No Address: Rockville MD 20850 Nature of the other business: Bakery Position/Title/Relationship: Owner/Partner Start Date: 12/12/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I make and sell baked goods. This is not similar to my role at JPMC and there is no connection. Effective 12/11/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. OBA-60187|OrgNmn:Church|Org Addr:Bethesda,Maryland,US|OBA Nature:Religious Organization|Invst Rel:N|Title:Secretary|Duties:Assist the Pastor with registering for conferences and taking meeting notes|StrtDt:02-03-14|TotHrs/mon:1|TrdHrs/mon:0|OBA-101803|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-14
S63 Uniform Securities Agent State Law Examination 2000-03-31
  • S66 Uniform Combined State Law Examination
    2021-09-14
  • S63 Uniform Securities Agent State Law Examination
    2000-03-31
Other Names
  • India Renee Petite
  • India Renee Johns
  • India Johns
  • India R. Johns

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