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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-08-02 |
| FL | RA | APPROVED | 2008-10-07 |
Branch Locations
201 N. New York Avenue 3Rd Floor, Winter Park, FL 32789 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Winter Park | FL | 01/2015 | 12/2018 |
| Ubs Financial Services Inc. | Winter Park | FL | 01/2019 | 12/2021 |
| Ubs Financial Services Inc. | Winter Park | FL | 12/2021 | Present |
NAME OF OTHER BUSINESS: Girl Scouts of Citrus Council / INVESTMENT RELATED?: No / ADDRESS: 341 N Mills Avenue, Orlando, FL / NATURE OF THE BUSINESS: Charity / POSITION: Board of Directors / DUTIES: Member of the Board - attend Board Meetings, involved in decisions for the direction and future of the organization and finance committee. The Council oversees the girl scout troops across all six counties. / START DATE: 9-22-2022 / HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-02 |
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